This unit covers the History of biofeedback (I-B).
Students completing this unit will be able to discuss:
The concepts of self-regulation (voluntary control of biological
processes) and biofeedback (providing information about personal
biological performance) are ancient, despite our current rediscovery of
them. Hindus practiced meditation roughly 5000 years ago in India. Before
the term biofeedback was popularized in 1969, contributors repeatedly
demonstrated this learning process without understanding its implications
and wider application. Until the Bio-Feedback Research Society's founding
in 1969, professionals largely worked in isolation. They were unaware of
others' work and unable to draw connections between findings in areas as
different as operant conditioning and EEG training.
Bernard (1878) proposed that the body strives to maintain a steady state
(milieu interieur).
Cannon (1914) expanded on this concept when
discussing stress (a force that acts to disturb internal homeostasis) and
homeostasis (a steady state).
Selye (1963) studied the endocrine effects
of chronic stress and popularized the term, stress, in
The stress of life (1956).
Bell, Tarchanoff and Bair really pioneered contemporary study of
self-regulation.
Alexander Graham Bell (1872) studied teaching the deaf
to speak using biofeedback.
He investigated Leon Scott's
phonautograph, which translated sound
vibrations into tracings on smoked glass to show their acoustic waveforms.
Bell also examined Koenig's
manometric flame, which
displayed sounds as patterns of light.
Tarchanoff (1885) showed that voluntary control of heart rate could be
fairly direct (cortical-autonomic) and did not depend on "cheating" by
altering breathing rate.
Bair (1901) studied voluntary control of the
retrahens muscle that
wiggles the ear. He found that subjects learned this skill by inhibiting
interfering muscles. This was a solid demonstration of skeletal muscle
self-regulation.
Wiener (1961) developed
cybernetic theory that proposed that systems are
controlled by monitoring their results. Your home heating system is a
good example of a cybernetic system. Cybernetic theory contributed
concepts like system variable (what is controlled),
setpoint (goal),
feedback (corrective instructions), and
feedforward (orders to perform an
action).
The participants at the landmark 1969 conference at the
Surfrider Inn in Santa Monica coined the term
biofeedback from Weiner's feedback
(Moss, 1998).
Thorndike (1913) advanced the term
instrumental learning to describe
voluntary responses that obtain a desired outcome. His law of effect
proposed that successful responses are mechanically stamped in by their
successful consequences.
Skinner's (1938)
operant conditioning research expanded on Thorndike's
law of effect. Based on extensive laboratory findings, he argued that
animals repeat responses followed by favorable consequences.
Skinner introduced several concepts that have influenced biofeedback
theory. Reinforcement is a process where the consequence of a voluntary
response increases the likelihood it will be repeated. Consequences that
strengthen responses are called reinforcers.
Punishment is a process that
actively suppresses responses. The consequence of a voluntary response
decreases the likelihood that it will be repeated. Consequences that
weaken responses are called punishers.
Researchers who applied Skinner's work to biofeedback used operant theory
to decide which responses could be voluntarily controlled and which could
not. Scientists like Kimble (1961) concluded that while subjects
could learn to consciously control skeletal muscle responses, autonomic
processes (like heart rate) were involuntary, could only be classically
conditioned, and were forever outside of conscious control.
The belief that only skeletal muscles could be voluntarily controlled
ignored Indian yogis' practice of autonomic control for almost 5000
years. It also ignored research by Lapides, Sweet, and Lewis; Lisina;
Kimmel; and Miller and DiCara that demonstrated voluntary control of
autonomic responses. Ironically, Skinner observed in 1938 that performers
can learn to cry (an autonomic response) on cue.
Lapides, Sweet, and Lewis (1957) temporarily paralyzed male subjects and
trained them to stop urination twice as fast as normal using only
(autonomically-controlled) smooth muscle.
Lisina (1955) combined classical and
operant conditioning to train subjects to change blood vessel diameter.
She elicited reflexive blood flow changes and then displayed the changes
in their blood flow to teach them voluntary temperature control.
Kimmel (1960) operantly trained subjects to sweat (measured by the
galvanic skin response).
Miller and DiCara (1967-1969) operantly conditioned heart rate, blood
pressure, kidney blood flow, skin blood flow, and intestinal contraction
in both paralyzed and unparalyzed rats. Curare was used to paralyze rats
to prevent cheating by changing their breathing pattern. The reinforcer
was electrical stimulation to the medial forebrain bundle. Their
demonstration that both paralyzed and unparalyzed rats could learn to
produce these autonomic changes gave biofeedback scientific credibility
and led to Federal NIMH funding for biofeedback research.
Controversy clouded the paralyzed rat studies. While the unparalyzed rat
findings have held up, attempts to replicate (reproduce) the curare
findings have yielded progressively smaller autonomic changes.
Explanations for this include changes in the curare and genetic rat
strain, and tightening of the experimental design.
Biofeedback researchers have studied autonomic responses, incontinence, the brain,
the skeletal muscle system, cardiovascular system, and pain. We will
successively review the major contributions in each of these areas.
Remember that in biofeedback's infancy, contributors from different
disciplines (like rehabilitative medicine and animal learning) worked in
relative isolation. The founding of the Bio-Feedback Research Society in
1969 provided a forum for interdisciplinary exchange.
Mowrer (1938) detailed the use of a
bedwetting alarm that sounds when children urinate while asleep. This
simple biofeedback device can quickly teach children to wake up when
their bladder is full, contract the urinary sphincter and relax the
detrusor muscle, preventing further urine release. Through classical
conditioning, sensory feedback from a full bladder replaces the alarm and
allows children to continue sleeping without urination.
Kegel developed the perineometer
in 1947 to treat
urinary incontinence (urine leakage)
in women whose pelvic floor muscles were weakened during pregnancy and
childbirth. The perineometer, which is inserted into the vagina to
monitor pelvic floor muscle contraction, satisfies all the requirements
of a biofeedback device and enhances the effectiveness of popular Kegel
exercises (Moss, 1998).
In 1992, the United States Agency for Health
Care Policy and Research recommended biofeedback as a
first-line treatment for adult urinary incontinence (Whitehead, 1995).
Whitehead (1996) demonstrated the
efficacy of biofeedback in eliminating or reducing the frequency of anal
incontinence.
Galvani reported electrical currents in animals in 1791, which was confirmed by Aldini in 1794 and Von Humboldt in 1797.
Von Marxow recorded visual cortical potentials in 1833, but did not describe rhythmic oscillations.
Du Bois Reymond reported electrical conduction in muscles and peripheral nerves in 1848.
Fritsch and Hitzig discovered that cortical stimulation elicits a localized motor response in 1858 (Swartz & Goldensohn, 1998).
Caton recorded spontaneous electrical potentials from the exposed cortical surface of monkeys and rabbits, and was the first to measure event related potentials (ERPs) in 1875.
Danilevsky published Investigations in the physiology of the brain, which explored the relationship between the EEG and states of consciousness in 1877.
Beck published studies of spontaneous electrical potentials detected from the brains of dogs and rabbits, and was the first to document alpha blocking, where light alters rhythmic oscillations, in 1890.
Sherrington introduced the terms, neuron and synapse, and published the Integrative action of the nervous system in 1906.
Pravdich-Neminsky photographed the EEG and event related potentials from dogs, demonstrated a 12-14 Hz rhythm that slowed during asphyxiation, and introduced the term, electrocerebrogram, in 1912.
Forbes reported the replacement of the string galvanometer with a vacuum tube to amplify the EEG in 1920. The vacuum tube became the de facto standard by 1936 (Swartz & Goldensohn, 1998).
Berger (1924) published the first human EEG data. He recorded electrical potentials from his son Klaus's scalp. He viewed the EEG as analogous to the EKG and introduced the term, elektenkephalogram. He believed that the EEG had diagnostic and therapeutic promise in measuring the impact of clinical interventions.
Berger showed that
these potentials were not due to scalp muscle contractions. He first identified the
alpha rhythm, which he called the Berger rhythm, and
later identified the beta rhythm and sleep spindles. He demonstrated that alterations in consciousness are associated with changes in the EEG and associated the beta
rhythm with alertness. Finally, he described interictal activity (EEG potentials between seizures) and recorded a partial complex seizure in 1933 (Hassett, 1978; Robbins, 2000; Swartz & Goldensohn, 1998).
Adrian and Matthews confirmed Berger's findings in 1934 by recording their own EEGs using a cathode-ray oscilloscope. Their demonstration of EEG recording at the 1935 Physiological Society meetings in England caused its widespread acceptance. Adrian (shown below) used himself as a subject and demonstrated the phenomenon of alpha blocking, where opening his eyes suppressed alpha rhythms (Hassett, 1978).
Gibbs, Davis, and Lennox inaugurated clinical electroencephalography in 1935 by identifying abnormal EEG rhythms associated with epilepsy, including interictal spike waves and 3-Hz activity in absence seizures.
Bremer used the EEG to show how sensory signals affect vigilance in 1935.
Walter (1937, 1953) named the delta and theta waves, and the contingent negative variation (CNV), a slow cortical potential that may reflect expectancy, motivation, intention to act, or attention. He located an occipital lobe source for alpha waves and demonstrated that delta waves can help locate brain lesions like tumors. He improved Berger's electroencephalograph and pioneered EEG topography.
Kleitman has been recognized as the "Father of American sleep research" for his seminal work in the regulation of sleep-wake cycles, circadian rhythms, the sleep patterns of different age groups, and the effects of sleep deprivation. He discovered the phenomenon of rapid eye movement (REM) sleep with his graduate student Aserinsky in 1953.
Dement, another of Kleitman's students, described the EEG architecture and phenomenology of sleep stages and the transitions between them in 1955, associated REM sleep with dreaming in 1957, and documented sleep cycles in another species, cats, in 1958, which stimulated basic sleep research. He established the Stanford University Sleep Research Center in 1970.
Andersen and Andersson (1968) proposed that thalamic pacemakers project synchronous alpha rhythms to the cortex via thalamocortical circuits (Swartz & Goldensohn, 1998).
Kamiya (1968) demonstrated that the alpha rhythm in humans could be operantly conditioned. He published an influential article in
Psychology Today that
summarized research that showed that subjects could learn to discriminate
when alpha was present or absent, and that they could use feedback to
shift the dominant alpha frequency about 1 Hz. Almost half of his
subjects reported experiencing a pleasant "alpha state" characterized as
an "alert calmness." These reports may have contributed to the perception
of alpha biofeedback as a shortcut to a meditative state. He also studied the EEG correlates of meditative states.
Brown (1970) demonstrated the clinical use of alpha-theta biofeedback. In research designed to identify the subjective states associated with EEG rhythms, she trained subjects to increase the abundance of alpha, beta,
and theta activity using visual feedback and recorded their subjective
experiences when the amplitude of these frequency bands increased. She also helped
popularize biofeedback by publishing a series of books, including New
mind, new body (1974) and Stress and the art of biofeedback (1977).
Mulholland and Peper (1968) showed that occipital alpha increases with
eyes open and not focused, and is disrupted by visual focusing.
Green and Green (1986) investigated voluntary control of internal states by individuals like Swami Rama and American Indian medicine man Rolling Thunder both in India and at the Menninger Foundation. They brought portable biofeedback equipment to India and monitored practitioners as they demonstrated self-regulation. A film containing footage from their investigations was released as Biofeedback: The yoga of the West (1974).
They developed alpha-theta training at the
Menninger Foundation from the 1960s to the 1990s. They hypothesized that
theta states allow access to unconscious memories and increase the
impact of prepared images or suggestions. Their alpha-theta research fostered Peniston's development of an alpha-theta addiction protocol.
They pioneered temperature biofeedback training for Raynaud's, migraine, and hypertension, and wrote the classic Beyond biofeedback (1977).
Fehmi (1969) developed
Open Focus training, has studied the correlational between global synchrony and states of awareness, and has pioneered the use of neurofeedback to modify brain synchrony, especially in attentional disorders.
Budzynski (1972) developed a twilight learning device that monitors left
hemisphere EEG while a patient sleeps and plays recorded
affirmations (positive statements) when theta is present. The premise of twilight learning
is
that affirmations have greater impact when presented in a transitional state in which theta waves replace the alpha rhythm.
He has studied the lateralization of
brain function across the two cerebral hemispheres and the use of neurofeedback and audio-visual stimulation to correct age-related cognitive decline.
Sterman (1972) showed that cats and human subjects could be operantly trained to
increase the amplitude of the sensorimotor rhythm (SMR) recorded from the
sensorimotor cortex. He demonstrated that SMR production protects cats against
drug-induced generalized seizures (tonic-clonic seizures involving loss of
consciousness) and reduces the frequency of seizures in humans diagnosed with epilepsy. He
found that his SMR protocol, which uses visual and auditory EEG
biofeedback, normalizes their EEGs (SMR increases while theta and beta
decrease toward normal values) even during sleep. Sterman also co-developed the Sterman-Kaiser (SKIL) qEEG database.
Birbaumer and colleagues (1981) have studied feedback of slow cortical
potentials since the late 1970s. They have demonstrated that subjects can
learn to control these DC potentials and have studied the efficacy of slow cortical potential biofeedback
in treating ADHD, epilepsy, and schizophrenia.
Lubar (1989) studied SMR biofeedback to treat attention disorders and epilepsy in collaboration with Sterman. He demonstrated that SMR training can improve attention and
academic performance in children diagnosed with Attention Deficit
Disorder with Hyperactivity (ADHD). He documented the importance of theta-to-beta ratios in ADHD and developed theta suppression-beta enhancement protocols to decrease these ratios and improve student performance.
Peniston and Kulkovsky (1989) reported that 8 of 10 experimental patients
who received their alpha-theta protocol for alcoholism maintained
abstinence from alcohol compared with none of 10 controls. The two
experimental patients who relapsed showed significantly reduced tolerance
for alcohol.
Monastra, Monastra, and George (2002)
compared 49 children diagnosed with ADHD who participated in a 1-year
multimodal program (Ritalin, parent counseling, and academic
consultation) with 51 children who participated in the multimodal
program combined with neurofeedback. While both groups significantly
improved performance on TOVA and the Attention Deficit Disorders
Evaluation Scale when medicated with Ritalin, only the group that
received neurofeedback maintained performance gains when unmedicated.
Jacobson (1930) developed hardware to measure EMG voltages over time,
showed that cognitive activity (like imagery) affects EMG levels,
introduced the deep relaxation method, Progressive Relaxation, and wrote
Progressive relaxation (1929) and You must relax (1934). He prescribed
daily Progressive Relaxation practice to treat diverse
psychophysiological disorders like hypertension.
Several researchers showed that human subjects could learn precise
control of individual motor units (motor neurons and the muscle fibers
they control). Lindsley (1935) found that relaxed subjects could suppress
motor unit firing without biofeedback training.
Harris and Mortensen (1962) trained subjects using visual and auditory
EMG biofeedback to control individual motor units in the tibialis
anterior muscle (of the leg).
Basmajian (1963) instructed subjects using unfiltered auditory
EMG biofeedback to control separate motor units in the abductor pollicis
muscle (of the thumb) in his Single Motor Unit Training (SMUT) studies.
His best subjects coordinated several motor units to produce drum rolls.
Basmajian demonstrated practical applications for neuromuscular
rehabilitation, pain management, and headache treatment.
Marinacci (1960) applied EMG biofeedback to neuromuscular disorders
(where proprioception is disrupted) including Bell's Palsy (facial
paralysis), polio, and stroke.
Whatmore and Kohli (1968) introduced the concept of
dysponesis (misplaced
effort) to explain how functional disorders (where body activity is
disturbed) develop. Bracing your shoulders when you hear a loud sound
illustrates dysponesis since this action really does not protect you from
injury.
These clinicians applied EMG biofeedback to diverse functional
problems like headache and hypertension. They reported case follow-ups
ranging from 6-21 years. This was long compared with typical 0-24 month
follow-ups in the clinical literature. Their data showed that skill in
controlling misplaced efforts was positively related to clinical
improvement. Last, they wrote The pathophysiology and treatment of
functional disorders (1974) that outlined their treatment of functional
disorders.
Wolf (1982) integrated EMG
biofeedback into physical therapy to treat stroke patients and conducted
landmark stroke outcome studies.
Peper (1997) applied SEMG to the
workplace, studied the ergonomics of computer use, and promoted "healthy
computing."
Taub (1999, 2001) demonstrated the
clinical efficacy of constraint-induced movement therapy for the
treatment of spinal cord-injured and stroke patients.
Shearn (1962) operantly trained human subjects to increase their heart
rates by 5 beats-per-minute to avoid electric shock.
In contrast to Shearn's slight heart rate increases,
Swami Rama used yoga
to produce atrial flutter at an average 306 beats-per-minute before a
Menninger Foundation audience. This briefly stopped
his heart's pumping of blood and silenced his pulse (Green & Green,1977).
Engel (Engel & Chism, 1967) operantly trained subjects to decrease,
increase, and then decrease their heart rates (this was analogous to
ON-OFF-ON EEG training). He then used this approach to teach patients to
control their rate of premature ventricular contractions (PVCs) where the
ventricles contract too soon. Engel conceptualized this training protocol
as illness onset training since patients were taught to produce and then
suppress a symptom. Peper has similarly taught asthmatics to wheeze to
better control their breathing.
Schwartz (1971, 1972) examined
whether specific patterns of cardiovascular activity are easier to learn
than others due to biological constraints. He examined the constraints on
learning integrated (two autonomic
responses change in the same direction) and differentiated
(two autonomic responses change inversely) patterns of blood pressure and
heart rate change.
Schwartz, Weinberger, and Singer (1981)
studied cardiovascular patterning in six emotions using imagery,
nonverbal expression, and exercise tasks. Their dependent variables were
diastolic and systolic blood pressure, and heart rate. Participants'
cardiovascular responses discriminated anger from fear (blood pressure),
and anger and fear from happiness and sadness (all three variables).
Schultz and Luthe (1969) developed
Autogenic Training which is a deep
relaxation exercise derived from hypnosis. This procedure combines
passive volition with imagery in a series of three treatment procedures
(standard Autogenic exercises, Autogenic neutralization, and Autogenic
meditation). Clinicians at the Menninger Foundation coupled an
abbreviated list of standard exercises with thermal biofeedback to create
autogenic biofeedback. Luthe (1973) also published a series of six
volumes titled Autogenic therapy.
Fahrion and colleagues (1987) reported on an 18-26 session treatment
program for hypertensive patients. The Menninger program combined
breathing modification, autogenic biofeedback for the hands and feet, and
frontal EMG training. The authors reported that 89% of their medication
patients discontinued or reduced medication by one-half while
significantly lowering blood pressure. While this study did not include a
double-blind control, the outcome rate is impressive.
Freedman (1991) demonstrated that hand-warming and hand-cooling are
produced by different mechanisms. The primary hand-warming mechanism is
beta-adrenergic (hormonal), while the main hand-cooling mechanism is
alpha-adrenergic and involves sympathetic C-fibers. This contradicts the
traditional view that finger blood flow is exclusively controlled by
sympathetic C-fibers. The traditional model asserts that when firing is
slow, hands warm; when firing is rapid, hands cool. Freedman's studies mean that
hand-warming and hand-cooling represent entirely different skills.
Budzynski and Stoyva (1969) showed that EMG biofeedback could reduce
frontalis muscle (forehead) contraction. They demonstrated in 1973 that
analog (proportional) and
binary (ON or OFF) visual EMG biofeedback were
equally helpful in lowering masseter SEMG levels.
Budzynski, Stoyva, and Adler (1971) reported that auditory frontalis EMG
biofeedback combined with home relaxation practice lowered tension
headache frequency and frontalis EMG levels. A control group receiving
noncontingent (false) auditory feedback did not improve. This study
helped make the frontalis muscle the placement-of-choice in EMG
assessment and treatment of headache and other psychophysiological
disorders.
Sargent, Green, and Walters (1972, 1973) demonstrated that hand-warming
could abort migraines and that autogenic biofeedback training could
reduce headache activity. The early Menninger migraine studies, although
methodologically weak (no pretreatment baselines, control groups, or
random assignment to conditions), strongly influenced migraine treatment.
Flor (2002) trained amputees to
detect the location and frequency of shocks delivered to their stumps,
which resulted in an expansion of corresponding cortical regions and
significant reduction of their phantom limb pain.
Hubbard and Gevirtz (1993) proposed
that SNS innervation of muscle spindles underlies trigger points.
1969 - first meeting of the Bio-Feedback Research Society (BRS) at the Surfrider Inn in Santa Monica
1975 - American Association of Biofeedback Clinicians was founded
1976 - BRS was renamed the Biofeedback Society of America (BSA)
1980 - Biofeedback Certification Institute of America (BCIA) offered the
first national certification examination in biofeedback
1989 - BSA was renamed the Association for Applied Psychophysiology and
Biofeedback
1991 - BCIA offered first national certification examination in stress
management
1994 - Brain Wave and EMG sections were established within AAPB
1995 - Society for the Study of Neuronal Regulation (SSNR) was founded
1999 - SSNR was renamed the Society for Neuronal Regulation (SNR)
2002 - SNR was renamed the International Society for Neuronal Regulation
(iSNR)
2006 - ISNR was renamed the International Society for Neurofeedback & Research (ISNR)
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