This unit covers the Pathophysiology, biofeedback modalities, and treatment protocols for specific ANS biofeedback applications (IV-D).
Students completing this unit will be able to discuss:
Shaffer, Bergman, and Henson (1998) reported on
the Truman Breathing Assessment protocol, which was developed in collaboration with Erik Peper, Ph.D. Patients are asked to
nonrestrictive clothing during the 25-min procedure. Measurements are
taken with eyes open with the exception of initial inspirometer values:
Shaffer, Bergman, and White (1997) found that
accessory muscle SEMG provided a sensitive index of breathing effort. A
BioGraph ® Infiniti accessory muscle training screen is shown below.
Fifth, confirm your patient's success by measuring end-tidal CO2 with a
capnometer. The main objective of effortless breathing is to normalize
end-tidal CO2 to about 5% (36 torr). Unless the mechanical changes in your
patient's breathing accomplish this goal, training may be of limited
value.
Shaffer, Bergman, and Dougherty (1998)
demonstrated that end-tidal CO2 is the best
indicator of breathing effort.
Your patient may feel uncomfortable shifting to an effortless breathing
pattern. You can minimize discomfort by cognitive preparation (educational
talks and materials), encouraging use of loose-fitting clothes, reminding
the patient that breathing should be effortless (no use of accessory
muscles and no oxygen starvation), and assigning daily practice.
Remember that part of breathing training is to not suspend breathing
(apnea) during daily activities. Shaffer,
Sponsel, Knight, Belcher, et al. (1993) reported that
videogame playing promoted dysfunctional breathing. Training should generalize continuous
effortless breathing when performing activities like talking, writing
checks, or reaching for objects (Peper, 1989).
Hyperventilation syndrome (HVS) has been increasingly reconceptualized as a behavioral breathlessness syndrome in which hyperventilation is the consequence and not the cause of the disorder. The traditional model that hyperventilation results in reduced arterial CO2 levels has been challenged by the finding that many HVS patients have normal arterial CO2 levels during attacks.
While HVS and panic disorder are separate conditions, their symptoms greatly overlap. About 50% of patients diagnosed with panic disorder and 60% of those diagnosed with agoraphobia hyperventilate, while only 25% of HVS patients experience panic disorder (Newton, 2005).
Phobia provides the best model of
hyperventilation. Breathing is predominantly thoracic. These patients
breathe over 20 breaths per minute using accessory muscles (the
sternum moves forward and upward) and restricting diaphragm movement.
Peper (1989) has observed that normal breathers find imitating
hyperventilators' chest movements difficult. Shallow breathing is
punctuated with effortless sighs and gasps. Hyperventilators interrupt
breathing (apnea) when surprised, writing checks, talking, or moving
(Fried, 1990; Peper, 1989).
The BioGraph ® Infiniti display below shows the shallow rapid breathing
that characterizes hyperventilation.
The prevalence of HVS in the United States may be as high as 6%. The male-to-female ratio is about 1 to 7 (Newton, 2005).
Rapid breathing is associated with shallow breathing due to incomplete
contraction of the diaphragm. The lungs have less chest cavity space for
expansion during inspiration. The respiratory system tries to maintain
minute volume (air moving in and out of the lungs in one minute) through
faster breathing. This may reduce tidal volume (air moved in and out with
each breath) below a normal 500 milliliter (ml) value and expel CO2.
Hyperventilators may show shallow, rapid breathing, increased minute
volume, decreased tidal volume, and loss of CO2 (Fried, 1990).
In some patients, hyperventilation may decrease blood CO2 from a normal 5% to 2.5% (since CO2
is more permeable than oxygen). CO2 loss elevates blood pH above 7.4
(increases alkalinity) and reduces tissue uptake of oxygen due to the
Bohr
effect.
In the Bohr effect, elevated blood pH causes hemoglobin to tightly bind
oxygen, slowing oxygen release to body tissues and reducing the partial
pressure of oxygen (PO2).
A capnometer, which measures end-tidal CO2, is shown below. This is the
partial pressure of carbon dioxide in expired air measured by a capnometer
at the end of expiration. The average value is 5% (36 torr) for a resting
adult (Fried, 1987).
The changes associated with reduced PC02 (percentage Of C02 in arterial
blood) may constrict blood vessels in the brain (linked to transient ischemic attacks in stroke) and the heart (low PC02 levels may cause
angina). Further, increased blood pH raises neuronal excitability which
may contribute to grand mal seizures (Fried, 1990).
Hyperventilation increases heart rate, cardiac output, and blood pressure.
Hypertensives gasp and pull down their shoulders when inhaling. They often
cannot talk and breathe at the same time. Their blood pressures rise when
they talk, gasping for air. The disruption of breathing when talking is
probably a factor in cases of essential hypertension.
Hyperventilation removes normal, chaotic, variability in heart rate. In
healthy patients, heart rate varies with the breathing cycle. Heart rate
increases with inspiration and decreases with expiration. Hyperventilation
suppresses this healthy variability called the respiratory sinus
arrhythmia (RSA). The RSA is replaced with a nonvarying heart rate that is
less adaptive when workload changes. Normal parasympathetic control over
the heart is replaced with sympathetic control. The absence of RSA is
predictive of coronary heart disease (Peper, 1989).
Fried (1989) contends that hyperventilation accompanies or is a factor in
50-70% of medical complaints.
Many symptoms treated using biofeedback are associated
with hyperventilation.
Where hyperventilation causes or worsens these symptoms, training patients
to breathe effortlessly should be part of the treatment plan.
Postural evaluation and correction should precede breathing instruction.
Both the startle response and senile posture mechanically restrict
breathing and produce hyperventilation. Unless the chest cavity can
normally expand and the diaphragm completely descend, healthy effortless
breathing will be impossible.
In the startle response, contraction of the rectus abdominis produces
thoracic breathing, which may escalate to hyperventilation. Abdominal
muscle contraction depresses the rib cage and abdominal cavity, and
pressures the viscera (large internal organs). During normal inhalation,
the diaphragm muscle descends toward the abdominal cavity to produce a
vacuum in the thoracic cavity to pull in air. But when the startle
response constricts the viscera, it interferes with the diaphragm's
downward movement, suddenly stopping breathing (Hanna, 1988).
In the senile posture, the muscles at your center of gravity
"simultaneously pull the pelvis and hips up toward the trunk, yet pull the
trunk and shoulder girdle down toward the pelvis" (Hanna, 1988, p. 70).
The senile posture produces chronic shallow breathing and hyperventilation
by immobilizing the chest (your entire rib cage is pulled down).
The relationship between hyperventilation and psychological state is
bidirectional. Psychological disorders can produce hyperventilation; and
hyperventilation can produce psychological symptoms in vulnerable
patients. Psychological causes of hyperventilation include anxiety,
depression, fight-or-flight response, panic attacks, phobic reactions, and
suppressing anger. Maladaptive learned responses also contribute to
hyperventilation. These responses include gasping, holding breaths,
holding the stomach in, and sighing. These breathing behaviors may be
habits or responses to self-generated or environmental stimuli (Fried,
1990).
Tight corsettes produced fainting in the 19th century (Peper, 1989). In
the 2000s, tight clothing, especially designer jeans and panty hose, can
contribute to hyperventilation. How does this happen? When clothing holds
the stomach in, this constricts the viscera and interferes with the
diaphragm's downward movement during inspiration. This reduces lung
ventilation and the respiratory system compensates by breathing more
rapidly.
Shaffer, Mayhew, Bergman, Dougherty, and Irwin
(1999) demonstrated that wearing tight jeans increased minute
volume 11% and oxygen uptake per kg of body weight, 6%, compared with
wearing loose jeans.
A BioGraph ® Infiniti display of thoracic breathing is shown below. Note
the minimal abdominal excursion (red trace) and rapid respiration rate.
Hyperventilation results whenever blood pH drops below
7.0 (acid). The
body compensates for increased acidity by raising respiration rate and
expelling more C02. The lungs account for 85% of this adjustment; the
kidneys 15% (Fried, 1990).
Several medical conditions can produce hyperventilation.
Hyperventilation is a
side effect of several medications:
Fried (1990) contends that diet can produce hyperventilation directly or
indirectly. The main culprits include foods that contain or create
tyramine, trigger allergic reactions, and dietary mineral and vitamin
deficiencies.
Tyramine, an amino acid, produces components of the fight-or-flight
response. These are the same foods that a small percentage of headache
patients should avoid and include aged cheese, alcohol, and chocolate.
Since tyramine in circulating blood constricts vessels, this substance may
contribute to vasoconstrictive disorders. The main conditions include:
angina, hypertension, idiopathic epilepsy, migraine, and Raynaud's.
Allergic reactions to food can trigger hyperventilation to maintain blood
oxygen levels. The vasoconstrictor, histamine, is often released during
allergic reactions. Histamine reduces blood oxygen by constricting vessels
(reducing blood flow) and directly affecting red blood cell transport of
oxygen.
Mineral deficiencies directly and indirectly produce hyperventilation.
These include low levels of: calcium, iron, magnesium, potassium, and
zinc. Vitamin deficiencies in B6, C, and folic acid are also implicated in
hyperventilation.
Asthma involves episodic reversible
airway obstruction, chronic airway inflammation and hypersensitivity to
stimuli (like allergens, cold air, exercise, and viral infection).
Chronic inflammation may scar the airway resulting in obstruction that
does not reverse with medication.
While allergens, exercise, and drugs like aspirin can trigger asthma
attacks, both acute and chronic stress can also precipitate asthma
attacks in children diagnosed with this disorder. Attacks by bullies,
family conflict, and academic difficulties can increase the risk of
asthma attacks eight times (Sandberg et al., 2000).
Estimates of asthma prevalence in the
United States range from 3-10% (Kussin & Fulkerson, 1995; Tortora &
Derrickson, 2006). While both asthma prevalence and mortality have
recently increased for both European and African Americans, poor urban
African Americans are disproportionately affected (Weil et al., 1999).
Tortora and Derrickson (2006) identify
the following asthma symptoms:
The early phase
response features smooth muscle spasm and excessive mucus
secretion, which obstruct the airways. The late
phase response involves inflammation, scar tissue formation,
fluid accumulation, and death of the epithelial cells that line the
bronchioles. Mast cells and eosinophils in the bronchioles of the lungs
release several chemical mediators. The most important mediators include
histamine, immunoglobulin E (IgE), leukotrienes, prostaglandins,
thromboxane, and platelet-activating factor (Tortora & Derrickson, 2006;
Fox, 2006).
HRV biofeedback can train clients to increase the power of a specific
frequency band. The optimal training protocol for both asthma and
cardiovascular health teaches clients to increase power in the
low frequency (LF) band.
Evgeny Vaschillow hypothesizes that each individual has an
intrinsic resonant frequency that maximizes overall health. For most
persons, this frequency is located around 0.1 Hz and can be produced by
creating a “relaxed mental state, with a positive emotional tone,
breathing diaphragmatically at a rate of about 4.5-7.5 breaths per minute”
(Moss, 2004).
Breathing generates respiratory sinus
arrhythmia (RSA), heart rate speeding and slowing across each
respiratory cycle. RSA depends on parasympathetic (vagus nerve)
regulation of the heart. While disruption of vagal signals to the heart
almost completely ends RSA, interference with sympathetic signals does
not affect it (Papillo & Shapiro, 1990).
Since 0.1 Hz means one-tenth of a cycle per second, 0.1 Hz equals 6
cycles per minutes. A respiration rate of six breaths (respiratory
cycles) per minute paces the heart so that maximum heart rate
variability develops at 0.1 Hz within the low frequency range. Heart
rate variability is highest at this resonant frequency because it
combines HRV due to slow breathing, parasympathetic activity, and blood
pressure regulation.
Lehrer and colleagues
(2000) have pioneered cardiovascular resonant frequency biofeedback
for asthma. Their Smetankin protocol combines HRV biofeedback with
abdominal pursed-lips breathing. They train patients to breathe at their
individual resonant frequency.
Gevirtz (2005) has reported that
while asthma does not affect an individual's heart rate resonant
frequency, it does reduce HRV at this frequency. Conversely, breathing
at the heart rate resonant frequency (0.1 Hz) improves asthma symptoms.
Moss has conceptualized HRV biofeedback “as a process of training an
active balancing between the sympathetic and parasympathetic branches’
effects on the heart rhythm” (Shaffer & Moss, 2006). Increasing the
percentage of heart rate variability within the low frequency range and
breathing at 5-7 breaths per minute to produce a dominant HRV spike at
0.1 Hz are important HRV biofeedback training objectives (Moss, 2004).
The BioGraph ® Infiniti screen below teaches clients to increase heart
rate variability indexed by SDNN
(the standard deviation of the interbeat interval) through rhythmic breathing and
positive emotion.
Evidence-Based Practice in Biofeedback and Neurofeedback (2004) rates biofeedback
for asthma at level 2 efficacy, possibly efficacious.
The criteria for level 2 efficacy include "At least one study of
sufficient statistical power with well identified outcome measures, but
lacking randomized assignment to a control condition internal to the
study" (p. 10).
A level 2 rating was awarded due to mixed results.
Lehrer et al. (1997) reported a controlled study that showed that RSA
biofeedback produced large-scale within-session decreases in respiratory
impedance in adults diagnosed with asthma.
When Lehrer and colleagues
(1997) compared RSA biofeedback, neck/trapezius SEMG biofeedback, and
incentive inspirometry biofeedback, only the RSA biofeedback group
decreased pulmonary impedance (resistance of the bronchioles to air flow).
Kern-Buell, McGrady, Conran, and Nelson
(2000) reported that SEMG biofeedback may have reduced
inflammation and reduced asthma symptoms.
Lehrer, Smetankin, and Potapova (2000)
reported that the Smetankin method of respiratory sinus arrhythmia
biofeedback reduced asthma symptoms and airway resistance in 20
unmedicated children.
Huntley, White, and Ernst (2002)
surveyed controlled studies of relaxation procedures, including SEMG
biofeedback, and found no evidence of improved pulmonary function or
symptom improvement.
Song and Lehrer (2003) instructed 5
female volunteers to breathe at respiratory rates of 3, 4, 6, 8, 10, 12,
and 14 breaths per minute while they measured
heart rate variability (HRV) amplitude. Slower respiration
rates produced higher HRV amplitudes. HRV amplitude peaked at 4 breaths
per minute and declined at 3 breaths per minute. These authors proposed
that these results may be due to more complete acetylcholine inactivation
as breathing slows, a negative resonance between baroreflex effects and
HRV, or some interaction between these two processes.
Lehrer and colleagues (2004)
examined the clinical efficacy of heart rate variability (HRV)
biofeedback in a study of 94 adult asthma patients. After
prestabilization with controller medication, they randomly assigned
these patients to HRV biofeedback with abdominal breathing training, HRV
biofeedback alone, placebo EEG biofeedback, or a waiting list control.
Subjects in the two HRV conditions were prescribed less steroid
medication and showed improved pulmonary function (measured by forced
oscillation pneumography) than control subjects. The two HRV groups did
not significantly differ in clinical outcome. All groups showed improved
asthma symptoms and did not differ in the frequency of severe asthma
flares. The authors concluded that HRV biofeedback shows promise as an
adjunctive treatment for asthma that could reduce reliance on steroid
medication.
Below is a BioTrace+ / NeXus-10 screen that shows three different components of heart rate variability (HRV), the variability in beats/min, the percentage of activity in the low-frequency (LF) zone, and the level of coherence/correlation between the respiration (RSP) and heart rate (HR) signals.
While chronic obstructive pulmonary
disease (COPD) is mainly caused by
smoking tobacco, additional causes include cystic fibrosis, alpha-1
antitrypsin deficiency, bronchiectasis (chronic abnormal bronchiole
dilation), and rare bullous lung diseases (featuring thin-walled sacs
that contain air) (Kleinschmidt, 2005).
COPD afflicts about 34 million Americans
and is the fourth major cause of death. Men present with COPD more often
than women and it is mainly seen in adults over the age of 40. COPD
patients present with different combinations of chronic bronchitis,
emphysema, and less frequently, asthma (Kleinschmidt, 2005).
Evidence-Based Practice in Biofeedback and Neurofeedback (2004) rates biofeedback
for chronic obstructive pulmonary disease (COPD) at level 2 efficacy, possibly efficacious.
The criteria for level 2 efficacy include "At least one study of
sufficient statistical power with well identified outcome measures, but
lacking randomized assignment to a control condition internal to the
study" (p. 14). A level 2 rating was awarded because this application
has not been sufficiently investigated.
Esteve and colleagues (1996)
randomly assigned participants to either breathing pattern training or a
control group. The group that received respiratory training increased
FEV1 (forced expiratory volume in one second) 22% and FVC (forced vital
capacity) 19%, while the control group did not improve.
Giardino and colleagues (2004) treated COPD with a combination of HRV biofeedback and exercise. Ten
participants received five HRV biofeedback sessions to increase HRV
combined with paced breathing instruction. They also walked four times a
week, using their paced respiration skills to control breathing. They
checked their oxygen levels using an oximeter. These patients improved
on the six-minute walking distance test (6MWD), which measures functional
capacity, and the St. George’s Respiratory Questionnaire (SGRQ), which
assesses overall quality of life. Eight of these participants achieved
clinically significant gains on these measures.
Effortless breathing could be hazardous if your patient suffers from
diseases which produce metabolic acidosis, like diabetes and kidney
disease. In these cases, hyperventilation is an attempt to compensate for
abnormal acidbase balance and slower breathing could endanger health.
Patients with low blood pressure should be cautious since effortless
breathing can further lower blood pressure.
Finally, if your patient takes
anti-hypertensive medication, insulin, or a thyroid supplement, effortless
breathing can produce a functional overdose. If adjustment appears
necessary, the patient should consult with the supervising physician
before reducing dosage (Fried, 1990).
Now that you have completed this module, describe how you assess
breathing, the way you integrate breathing training with biofeedback, and
your favorite training hints.
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